Zusammenfassung der Ressource
Common platform req's
- Gen. organisational req's (SYSC 4)
- Employees, agents & other relevant persons (SYSC 5)
- Compliance, internal audit, & financial crime (SYSC 6)
- Risk control (SYSC 7)
- Outsourcing (SYSC 8)
- Record keeping (SYSC 9)
- Conflicts of interest (SYSC 10)