B: Approved persons & controlled functions

Anmerkungen:

• - business that carries on reg. activity

Anmerkungen:

• - individual approved to carry out controlled function

1. controlled function
   1. significant influence on conduct of an authorised person's affairs
      1. governing function
      2. systems & controls function
      3. required function
      4. significant mgmnt function
   2. dealing with customers in connection with reg. activities
   3. dealing with property of customers in connection with reg. activities