FIX II Quiz

Question 1 of 63

1

Batch processing is implemented in which moxy version?

Select one of the following:

6.0
7.3
5.2
8.0

Explanation

Question 2 of 63

1

How many executions can FIX handle per second?

Select one of the following:

15,000
30,000
45,000
50,000

Explanation

Question 3 of 63

1

To be able to write messages to the FIX log, FIX.NET needs which system credential?

Select one of the following:

Windows Administrator Account
Power User - Windows Account
Local System - Windows Account
Domain Administrator

Explanation

Question 4 of 63

1

In order to access the FIXNET database, FIX.NET service needs permission to recover the DatabaseConnectionString which is located in:

Select one of the following:

ODBC
Windows Registry
Solution Forge folder

Explanation

Question 5 of 63

1

Select all the details the DatabaseConnectionString from SolutionForge registry key contains:

Select one or more of the following:

Database name
Windows User
SQL User
User's password
Server name

Explanation

Question 6 of 63

1

Which tables are consulted in order to read tags and parse FIX messages before they are stored in the RX_MESSAGE_STORE table?

Select one or more of the following:

FIX_FIELDS
FIX_TAGS
FIX_MESSAGE_BLOCKS
FIX_MESSAGEBLOCK

Explanation

Question 7 of 63

1

All messages are stored in the RX_MESSAGE_STORE table, except heartbeats.

Select one of the following:

True
False

Explanation

Question 8 of 63

1

To be able to store heartbeats, what should be installed?

Select one of the following:

FIXNET Service
MxFixNetServices
RTM Service

Explanation

Question 9 of 63

1

Which column in the FIX_MESSAGES table should be set to value = 1 to make sure heartbeats are being stored?

Select one of the following:

PERSIST_MESSAGE_RX
PERSIST_MSG_TX
PERSIST_MSG_RX
PERSIST_HEARTBEAT_RX

Explanation

Question 10 of 63

1

FIX.NET service tracks the state of each open session with each provider in which table?

Select one of the following:

FIX_CONNECTION_STATE
FIX_SESSIONS
MoxyFIXConnection
FIX_SESSION_STATE

Explanation

Question 11 of 63

1

MxFIXNETServices installation ties the FIX.NET service to which two objects?

Select one or more of the following:

comadptr.dll
RTM service
MxSrvcs.dll
ADVS.MxFIXInboundProcessor

Explanation

Question 12 of 63

1

The ADVS.MxFIXInboundProcessor is a COM+ object that lives within the comadptr.dll.

Select one of the following:

True
False

Explanation

Question 13 of 63

1

Which tables are checked to know which Moxy database to deliver fills?

Select one or more of the following:

MxSrvcsFIXConnection
FIX_SESSIONS
MoxyFIXConnection
MxSrvcsDatabase

Explanation

Question 14 of 63

1

Which of the following are parameters passed by the pMxFIXInPutMessage sproc to Moxy?

Select one or more of the following:

Sender and Target CompIDs
FIX Version
FIX Message String
FIX Connection Name
Sequence Number
FIX Message Type

Explanation

Question 15 of 63

8

Fill the blank spaces to complete the text.

The sproc pMxFIXInPutMessage kicks off the following actions and procedures:

1. Increment the in MoxyFIXConnectionData table when it gets a heartbeat or any FIX message that Moxy's not interested in
2. Trigger of FIX Messages from FIXNET if Moxy's sequence number is behind, calling a sproc that puts an into the RTM Event Queue
3. Check to see how many times it should request a replay by looking at
4. Detect FIX message by noticing if the FIX sequence number is lower than the Moxy sequence number
5. Log the fact that the new message was successfully received in the
6. Increment the Moxy after each successfully processed message
7. Call upon the sproc to actually process the incoming message

Explanation

Question 16 of 63

7

Fill the blank spaces to complete the text.

The pMxFIXPutMessageStaging sproc will:

1. Parse the out, separate all the tags and verify that execution actually applies to an actual Moxy order/FIX place
2. Insert the messages in the where a trigger fires to put an in the RTM Event Queue
3. Insert every and every in to the MoxyFIXExtMessage table
4. Trigger a stored procedure to insert an Event 72 into RTM Event Queue

Explanation

Question 17 of 63

1

Both the pMxFIXPutMessageStaging and pMxFIXInPutMessage sprocs won't be executed if the RTM service is not started.

Select one of the following:

True
False

Explanation

Question 18 of 63

1

The FIX Inbound Processor through triggering the pMxFIXInputMessage sproc inserts new events into the RTM Event Queue but if the RTM service is not running, these events will simple sit forever in the queue and will never be processed.

Select one of the following:

True
False

Explanation

Question 19 of 63

1

Sender and Target CompID values are contained in which tags?

Select one of the following:

Tags 49 and 65
Tags 34 and 56
Tags 49 and 56

Explanation

Question 20 of 63

1

Sender and Target CompIDs are stored in which table?

Select one of the following:

MoxyFIXConnection
MoxyFIXExtMessage
MxSrvcsFIXConnection

Explanation

Question 21 of 63

1

The MoxyFIXExtMessage table is basically like the RX_MESSAGE_STORE table in the FIXNET database since it also stores heartbeats.

Select one of the following:

True
False

Explanation

Question 22 of 63

1

Messages that Moxy cannot process successfully are also stored in the MoxyFIXExtMessage table.

Select one of the following:

True
False

Explanation

Question 23 of 63

1

Acknowledgements like all execution reports have a value of Tag 35=8 with the addition of having:

Select one of the following:

Tag 39 = 1
Tag 93 = 1
Tag 39 = 0
Tag 39 =2

Explanation

Question 24 of 63

5

Fill the blank spaces to complete the text.

RTM Event Queue Status:

-3 =
-2 =
-1 =
0 =
1 =

Explanation

Question 25 of 63

1

Select all the correct statements regarding the ExecTime and ExecType in the MoxyRTMEventQueue

Select one or more of the following:

ExecType = 0 means process immediately
ExecType = 1 means periodic event with its periodicity set by the TickInterval column
ExecType =2 means periodic event with its periodicity set by the TickInterval column
ExecType = 1 means scheduled event that would be processed at the time specified in TickInterval
ExecType = 1 means scheduled event that would be processed at the time specified in ExecTime

Explanation

Question 26 of 63

6

Select from the dropdown lists to complete the text.

RTM Events:

Event ID - Event Name
51 - ( FIX SEND Order, FIX Replace Order )
52 - ( FIX Replace Order, FIX Request Order Status )
53 - ( FIX Cancel Order, FIX Send Reject )
54 - FIX Request Order Status
55 - ( FIX Send DK Trade, FIX Recv Message )
56 - FIX Send Reject
72 = ( FIX Recv Message, FIX Send Reject )
73 - FIX Recv State Change
81 - FIX Connect
82 - FIX Disconnect
83 - ( FIX EOD, FIX DK )
91 - FIX Request Retransmit RX Messages

Explanation

Question 27 of 63

1

Select all options that can flush the Moxy RTM Event Queue:

Select one or more of the following:

MoxyResetDatabase job
MoxyRefreshDatabase job
exec pMxRTMCleanUpQueue, 0, 1
exec pMxRTMCleanUpRecords, 0, 1

Explanation

Question 28 of 63

1

Select all possible reasons why an entry in the RTM Event Queue is not being processed while other RTM events are processing just fine:

Select one or more of the following:

RTM Service is not started
Event Group is not enabled
RTM service is not restarted after enabling the Event Group

Explanation

Question 29 of 63

1

Select all tables where the statuses are flipped to 1 once RTM is able to process entries/events successfully:

Select one or more of the following:

MoxyRTMEventQueue
MoxyRTMEventQueueData
MoxyRTMevent
MoxyRTMEventDataActionStatus
MoxyRTMRuleAction
MoxyFIXExtMessage

Explanation

Question 30 of 63

1

If there is an entry in the Event Queue for EventID = 72 and Status = 0, Moxy will think "go and process ALL available fills".

Select one of the following:

True
False

Explanation

Question 31 of 63

1

Before fills are put into the MoxyFill table, they are:

Select one or more of the following:

Checked to make sure they are not duplicates that have already been processed
Verified to have the correct quantity
Checked to make sure they have the correct broker
Make sure they are associated with existing, open FIX places in Moxy

Explanation

Question 32 of 63

1

Sequence numbers are tracked in which tag?

Select one of the following:

Tag 54
Tag 34
Tag 11
Tag 17

Explanation

Question 33 of 63

1

Moxy and FIXNET are "in sync" when Moxy's sequence number is ahead of FIXNET.

Select one of the following:

True
False

Explanation

Question 34 of 63

7

Fill the blank spaces to complete the text.

To check if Moxy and the FIXNet database are in sync, we can verify the sequence numbers stored in their respective tables.

For Moxy, we can check the column in the table which represents the sequence number of the incoming FIX message.

While in FIXNET, we can check the table for the column that contains the incoming sequence number.

Moxy's sequence number should always be than the FIX sequence number.

Explanation

Question 35 of 63

1

Which SQL Agent job will perform an EOD on the Moxy/FIXNET system?

Select one of the following:

MoxyFIXStartTime job
MoxyFIXStopTime job
MoxyRefreshDatabase job
MoxyResetDatabase job

Explanation

Question 36 of 63

1

Select all true statements regarding Moxy's mechanism for getting back in sync with the FIXNET database:

Select one or more of the following:

When Moxy finds itself ahead of FIXNet's sequence number, it will request for a replay
When Moxy finds itself ahead of FIXNet's sequence number, it will do nothing
When Moxy finds itself behind FIXNET's sequence number by more than one, it will stop processing FIX messages
When Moxy finds itself behind FIXNET's sequence number by more than one, it will do nothing
When Moxy finds itself behind FIXNET's sequence number by more than one, it will request for a replay

Explanation

Question 37 of 63

1

Moxy replays messages from FIXNET in batches of 100.

Select one of the following:

True
False

Explanation

Question 38 of 63

1

Bad messages to have "Failed the SolutionForge session-level validation" are caused by:

Select one or more of the following:

FIX executions that are not acknowledged
FIX executions with unsupported tags being sent by the broker
Broker has sent a standard tag back on a wrong type of message
Broker is not listed in Moxy

Explanation

Question 39 of 63

1

Bad messages to have "Failed the SolutionForge session-level validation" will be responded by FIX.NET with a:

Select one of the following:

Reject Message (35=1)
DK Trade (35=Q)
Reject Message (35=3)
DK Trade (35=3)

Explanation

Question 40 of 63

1

In order to prevent RTM from forever asking for the same missing message, MoxyFIXConnectionData maintains a request count number in which column?

Select one of the following:

RxRequestCount
RxRqstCount
MaxReXmit
RqstRxCount

Explanation

Question 41 of 63

1

This hidden dipswitch/setting tells RTM how many times it should request the same sequence number:

Select one of the following:

MaxRemitX
MaxReXmit
RxRqstCount

Explanation

Question 42 of 63

1

To activate the hidden dispwitch for RTM replay logic, which should you run?

Select one of the following:

WriteProfileInt 'MaxReXmit', 'FIX', '', 2
WriteProfileInt 'FIX', RxRqstCount' ,'', 2
WriteProfileInt 'FIX', 'MaxReXmit', '', 2

Explanation

Question 43 of 63

1

To delete the hidden dipswitch/setting for RTM replay logic, which should you run?

Select one of the following:

DeleteProfile 'FIX', 'MaxReXmit', ''
DeleteProfile 'MaxReXmit', 'FIX', ''
DeleteProfile 'RxRqstCount, 'FIX', ''

Explanation

Question 44 of 63

1

FIXNET will not replay EXPIRED messages.

Select one of the following:

True
False

Explanation

Question 45 of 63

1

What should you do to unexpire a FIX message?

Select one of the following:

Update RX_MESSAGE_STORE.MESSAGE_EXPIRED_TIME, set to NULL
Update FIX_MESSAGES.MSG_EXPIRED_TIME, set to NULL
Update RX_MESSAGE_STORE.MSG_EXPIRED_TIME, set to NULL
Update FIX_MESSAGES.MESSAGE_EXPIRED_TIME, set to NULL

Explanation

Question 46 of 63

1

Tag 11 is for which field?

Select one of the following:

Broker's Order ID
Broker's Execution ID
Client Order ID

Explanation

Question 47 of 63

1

Tag 11 or Client Order ID can be found in which column of the MoxyFIXPlaceOrder table?

Select one of the following:

FIXORID
FIXOrderID
FIXClOrdID

Explanation

Question 48 of 63

1

If Moxy receives a FIX message with a Tag = 11 that doesn't correspond to real Client Order ID, what will be sent to the broker?

Select one of the following:

Reject Message (35=3) complaining about BadClOrdID
Don't Know Trade (35=Q) complaining about BadClOrdID
Don't Know Trade (35=3)complaining about BadClOrdID

Explanation

Question 49 of 63

1

Subsequent executions can still find their way to the correct trade even after Close and Split off Remainder is used because of which column in the MoxyFIXPlaceOrder table?

Select one of the following:

OrigFIXOrderID
FIXParentOrderID
OrigOrderFIXID

Explanation

Question 50 of 63

1

What is tag 37 for?

Select one of the following:

Moxy Client Order
Broker's OrderID
Broker's Execution ID
Executing Broker Tag

Explanation

Question 51 of 63

1

Select all true statements for Tag 37:

Select one or more of the following:

It is the same with Moxy Client Order ID
It is generated by the broker
It can be found in the FIXBrokerOrderID field in MOxyFIXPlaceOrder
It cannot contain letters

Explanation

Question 52 of 63

1

What is the tag number for Broker's Execution ID?

Select one of the following:

Tag 17
Tag 37
Tag 34
Tag 7

Explanation

Question 53 of 63

1

Which tag indicates the broker who executed the trade?

Select one of the following:

Tag 17
Tag 76
Tag 11
Tag 27
Tag 16

Explanation

Question 54 of 63

1

To prevent duplicate fills while processing executions, Moxy will extract 4 pieces of data which will be combined into a Message Key. This Message Key contains which of the following?

Select one of the following:

Tag 11 (if present), Tag 37, Tag 17, Tag 76)
Tag 17 (if present), Tag 11, Tag 76, Tag 37)
Tag 76 (if present), Tag 17, Tag 37, Tag 11)
Tag 37 (if present), Tag 11, Tag 17, tag 76)

Explanation

Question 55 of 63

1

If Moxy sees a duplicate Message Key while processing executions, what would it do?

Select one of the following:

Reprocess the execution and insert it into the MoxyFill table
Stop processing all executions until the duplicate is deleted
Ignore the fill and insert a message into the Moxy Event Log declaring "Ignored duplicate message..."
Replay all executions and insert a message into the Moxy Event Log declaring "Ignored duplicate message..."

Explanation

Question 56 of 63

1

All incoming FIX messages are recorded in which two places?

Select one or more of the following:

TX_MESSAGE_STORE
RX_MESSAGE_STORE
FIX_MESSAGE_LOG
MoxyFIXExtMessage
Log file in the SolutionForge Log directory
FIX_MESSAGES

Explanation

Question 57 of 63

4

Fill the blank spaces to complete the text.

Name the following tags:

Tag 52 -

Tag 60 -

Tag 63 -

Tag 75 -

Explanation

Question 58 of 63

1

Tag 60 is an optional standard tag that takes precedence over Tag 52 or Tag 75.

Select one of the following:

True
False

Explanation

Question 59 of 63

1

If this tag is present, Moxy will take the date supplied as Fill Settle Date and will override all other tags.

Select one of the following:

Tag 63
Tag 64
Tag 65
Tag 75

Explanation

Question 60 of 63

1

You need to activate a dipswitch to be able to use Tag 75 as your Trade Date.

Select one of the following:

True
False

Explanation

Question 61 of 63

1

You need to activate a dipswitch to use Tag 52 as your Trade Date.

Select one of the following:

True
False

Explanation

Question 62 of 63

1

Select all the methods clients employ to make Moxy's functionality work for International trading:

Select one or more of the following:

Suppress Tag 105
Suppress Tag 60
Use Tag 52
Use Tag 64
Use Tag 75

Explanation

Question 63 of 63

1

What are the requirements for UTRs or Drop Copies?

Select one or more of the following:

Tag 35 = 8, Tag 11 = 1
Tag 35 = 8
Tag 11 is not present
Tag 35 = 11
Tag 17 matches a valid Broker FIX ID in Moxy
UTR check box is activated for the Broker
Tag 76 or 50 matches a valid Broker FIX ID in Moxy

	Created by Janine Northcott almost 7 years ago

Precertification Exam for FIX II

FIX II Quiz

Question 1 of 63

Batch processing is implemented in which moxy version?

Select one of the following:

Explanation

Question 2 of 63

How many executions can FIX handle per second?

Select one of the following:

Explanation

Question 3 of 63

To be able to write messages to the FIX log, FIX.NET needs which system credential?

Select one of the following:

Explanation

Question 4 of 63

In order to access the FIXNET database, FIX.NET service needs permission to recover the DatabaseConnectionString which is located in:

Select one of the following:

Explanation

Question 5 of 63

Select all the details the DatabaseConnectionString from SolutionForge registry key contains:

Select one or more of the following:

Explanation

Question 6 of 63

Which tables are consulted in order to read tags and parse FIX messages before they are stored in the RX_MESSAGE_STORE table?

Select one or more of the following:

Explanation

Question 7 of 63

All messages are stored in the RX_MESSAGE_STORE table, except heartbeats.

Select one of the following:

Explanation

Question 8 of 63

To be able to store heartbeats, what should be installed?

Select one of the following:

Explanation

Question 9 of 63

Which column in the FIX_MESSAGES table should be set to value = 1 to make sure heartbeats are being stored?

Select one of the following:

Explanation

Question 10 of 63

FIX.NET service tracks the state of each open session with each provider in which table?

Select one of the following:

Explanation

Question 11 of 63

MxFIXNETServices installation ties the FIX.NET service to which two objects?

Select one or more of the following:

Explanation

Question 12 of 63

The ADVS.MxFIXInboundProcessor is a COM+ object that lives within the comadptr.dll.

Select one of the following:

Explanation

Question 13 of 63

Which tables are checked to know which Moxy database to deliver fills?

Select one or more of the following:

Explanation

Question 14 of 63

Which of the following are parameters passed by the pMxFIXInPutMessage sproc to Moxy?

Select one or more of the following:

Explanation

Question 15 of 63

Fill the blank spaces to complete the text.

Explanation

Question 16 of 63

Fill the blank spaces to complete the text.

Explanation

Question 17 of 63

Both the pMxFIXPutMessageStaging and pMxFIXInPutMessage sprocs won't be executed if the RTM service is not started.

Select one of the following:

Explanation

Question 18 of 63

The FIX Inbound Processor through triggering the pMxFIXInputMessage sproc inserts new events into the RTM Event Queue but if the RTM service is not running, these events will simple sit forever in the queue and will never be processed.

Select one of the following:

Explanation

Question 19 of 63

Sender and Target CompID values are contained in which tags?

Select one of the following:

Explanation

Question 20 of 63

Sender and Target CompIDs are stored in which table?

Select one of the following:

Explanation

RTM Event Queue Status:

-3 =
-2 =
-1 =
0 =
1 =