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Common platform req's

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CII - Level 4 Diploma R01 - Financial services, regulation, and ethics (C5.2: The FCA Handbook) Mind Map on Common platform req's, created by Mark Varela on 23/05/2014.
Mark Varela
Mind Map by Mark Varela, updated more than 1 year ago
Mark Varela
Created by Mark Varela almost 10 years ago
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Resource summary

Common platform req's
  1. Gen. organisational req's (SYSC 4)
    1. Employees, agents & other relevant persons (SYSC 5)
      1. Compliance, internal audit, & financial crime (SYSC 6)
        1. Risk control (SYSC 7)
          1. Outsourcing (SYSC 8)
            1. Record keeping (SYSC 9)
              1. Conflicts of interest (SYSC 10)
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