CII Code of Ethics

CII Code of Ethics

1. Comply with code , law, regs

   • keep up to date
     • FOS Decisions
     • Laws
   • open with regulator & CII; confess breaches

2. Highest Ethical standards & integrity

   • Financial responsibility
   • Use logo & designation correctly

3. TCF

   • Diversity

4. High standards of service

   • Transparency
   • Attitude CPD
   • Act on customer feedback

5. Best interests of clients

   • Manage Conflicts of Interest
   • Needs

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