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CII Code of Ethics

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Mind Map on CII Code of Ethics, created by Judith West on 25/09/2015.
Judith West
Mind Map by Judith West, updated more than 1 year ago
Judith West
Created by Judith West about 10 years ago
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Resource summary

CII Code of Ethics
  1. Comply with code , law, regs
    1. keep up to date
      1. FOS Decisions
        1. Laws
        2. open with regulator & CII; confess breaches
        3. Highest Ethical standards & integrity
          1. Financial responsibility
            1. Use logo & designation correctly
            2. TCF
              1. Diversity
              2. High standards of service
                1. Transparency
                  1. Attitude CPD
                    1. Act on customer feedback
                    2. Best interests of clients
                      1. Manage Conflicts of Interest
                        1. Needs

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