CII - Level 4 Diploma R01 - Financial services, regulation, and ethics (C5.1: Responsibilites & approach to regulation) Mind Map on A: UK's Financial Services Regulatory Landscape, created by Mark Varela on 04/02/2014.
- Strategic objective is to 'ensure that relevant markets function well'
- Operational objectives:
- consumer protection
2 Prudential Regulation Authority
- promote safety & soundness of systemically important firms
- protect policyholders in event of a firm's failure
-Approach to regulation & supervision: