Copy and Edit

C2: Reporting & notifications

Description

CII - Level 4 Diploma R01 - Financial services, regulation, and ethics (C6: Principles & rules set out in reg. framework) Mind Map on C2: Reporting & notifications, created by Mark Varela on 02/06/2014.
Mark Varela
Mind Map by Mark Varela, updated more than 1 year ago
Mark Varela
Created by Mark Varela almost 10 years ago
21
0
0

Resource summary

C2: Reporting & notifications

Annotations:

  • FCA req'd regular returns
  1. shareholdings & control of ltd co.
    1. people/organisations with close links

      Annotations:

      • - subsidiaries - sister companies - holdings of at least 20%
      1. financial resources
        1. complaints recv'd
          Show full summary Hide full summary

          Want to create your own Mind Maps for free with GoConqr? Learn more.

          Similar

          Additional Oversight - created from Mind Map
          Mark Varela
          French Intermediate
          PrincessLaura
          Unit 1 - Electricity
          Callum McClintock
          G481 Mechanics Definitions
          nikeishabk
          Biology Revision - Y10 Mock
          Tom Mitchell
          Physics GCSE AQA Unit 1 quiz
          Adorkable_dreamer
          GCSE Computing: Hardware
          Yasmin F
          Data Types
          Jacob Sedore
          Market Positioning
          Helen Rennie
          Disney's 12 Principles of Animation
          Emiloly Bringabrolly
          Část 5.
          Gábi Krsková
          Browse Library