A4: Applications (Part 4a permission)

Annotations:

• A firm must complete the correct type of application

1. Retail intermediary
   1. financial adviser
   2. home finance intermediary
   3. insurance intermediary
   4. connected travel ins. intermediary
2. Wholesale invstmnt firm
   1. securities & futures firm
   2. wholesale funds adviser/arranger
   3. invtmnt mgmnt firm
3. Insurance firms
   1. Insurance special purpose vehicles
   2. Lloyd's managing agents
   3. Insurers

      Annotations:

      • New insurers must apply to PRA for authorisation
4. Providers/deposit takers
   1. banks
   2. mutuals
   3. home finance provider
   4. personal pension scheme provider
   5. credit union
   6. payment institution e-money issuer