Flashcards
FSMA
Flashcards do conjunto (4)
- 1General ProhibitionS.19(1) FSMA
Regulated activity
Specified investment - includes shares - 2Exemptions: Entire issued share capitalArt 70 FSMA
1. Shares being sold/bought - 50% or more
2. at least 50% of voting shares
3. between parties: corporate/connected indivs/partnership - 3Restrictions on Financial PromoS.21
includes approaching potential buyers to induce them to enter into negotiations - 4Exemptions to s.21FSMA 2000 ORDER
1. to investment professionals
2. body corporate net assets at least £500k, or £5million
3. related to transaction reasonably regarded as being acquisition of day to day control of affairs
Informações
- Descrição
- Postgraduate Private Acquisitions FlashCards sobre FSMA, criado por gabyc880 em 30-05-2013.
- Criado por
- gabyc880 · mai 2013
- Atualizado
- 19 fev 2016
- Visualizações
- 48
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