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FSMA: S.19(1)

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Postgraduate Private Acquisitions Mind Map on FSMA: S.19(1), created by gabyc880 on 08/06/2013.
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Mind Map by gabyc880, updated more than 1 year ago
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Created by gabyc880 almost 11 years ago
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Resource summary

FSMA: S.19(1)
  1. Specified activity + Specified investment
    1. Exemption FSMA: 50%
    2. fsma s.21
      1. sent to authorised investment professionals
        1. Ensure under 150 persons
          1. Careful about omissions : s.397!!!
            1. Scrimgeour = effect (misleading/dilution)
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