What tasks and rights does the Trading Surveillance Office have?

Systematically and completely collect all data regarding futures and options trading

Demand information from trading participants in sofar as it is necessary to fulfill its duties

Right to access the business premises of the trading participants during regular working hours

Impose sanctions on breaking the rules

What sanctions can the Disciplinary Committee impose in case of a rule violation?

Reprimanding an exchange trader

Imposing a fine against an exchange trader for breaching the crossing rules

Excluding an exchange participant from trading for up to 30 trading days

Withdrawing an exchange trader admission

Quiz

Kateryna Golub 2 questions

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1What tasks and rights does the Trading Surveillance Office have?
1. AImpose sanctions on breaking the rules
2. BSystematically and completely collect all data regarding futures and options trading
3. CDemand information from trading participants in sofar as it is necessary to fulfill its duties
4. DRight to access the business premises of the trading participants during regular working hours
2What sanctions can the Disciplinary Committee impose in case of a rule violation?
1. AImposing a fine against an exchange trader for breaching the crossing rules
2. BExcluding an exchange participant from trading for up to 30 trading days
3. CWithdrawing an exchange trader admission
4. DReprimanding an exchange trader

Description: Quiz on Rules and regulations of Eurex Exchanges, created by Kateryna Golub on 15/03/2018.
Author: Kateryna Golub
Language: English
Views: 5
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