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963680
C2: Reporting & notifications
Description
CII - Level 4 Diploma R01 - Financial services, regulation, and ethics (C6: Principles & rules set out in reg. framework) Mind Map on C2: Reporting & notifications, created by Mark Varela on 02/06/2014.
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r01 - financial services, regulation, and ethics
c6: principles & rules set out in reg. framework
cii - level 4 diploma
Mind Map by
Mark Varela
, updated more than 1 year ago
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Created by
Mark Varela
over 10 years ago
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Resource summary
C2: Reporting & notifications
Annotations:
FCA req'd regular returns
shareholdings & control of ltd co.
people/organisations with close links
Annotations:
- subsidiaries - sister companies - holdings of at least 20%
financial resources
complaints recv'd
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