Copy and Edit

C2: Reporting & notifications

Description

CII - Level 4 Diploma R01 - Financial services, regulation, and ethics (C6: Principles & rules set out in reg. framework) Mind Map on C2: Reporting & notifications, created by Mark Varela on 02/06/2014.
Mark Varela
Mind Map by Mark Varela, updated more than 1 year ago
Mark Varela
Created by Mark Varela over 10 years ago
21
0
0

Resource summary

C2: Reporting & notifications

Annotations:

  • FCA req'd regular returns
  1. shareholdings & control of ltd co.
    1. people/organisations with close links

      Annotations:

      • - subsidiaries - sister companies - holdings of at least 20%
      1. financial resources
        1. complaints recv'd
          Show full summary Hide full summary

          Want to create your own Mind Maps for free with GoConqr? Learn more.

          Similar

          Additional Oversight - created from Mind Map
          Mark Varela
          How to Create A Mindmap
          PatrickNoonan
          Spanish Adjectives (Describing People)
          Niat Habtemariam
          Tectonic Hazards flashcards
          katiehumphrey
          Biology AQA 3.2.5 Mitosis
          evie.daines
          Sociology- Family and Households Flashcards
          Heloise Tudor
          SMART School Year Goals
          Alice McClean
          A2 Organic Chemistry - Reactions
          yannycollins
          Edexcel Additional Science Chemistry Topics 1+2
          hchen8nrd
          AS Biology Unit 1
          lilli.atkin
          Basic English tenses
          Mariola Hejduk
          Browse Library