Part 2: Electrons in Solids

1. Energy band structure

   Annotations:

   • - Arises from both models. - Energy gap increases with Vo. - Position of Ef is determined by the number of valence electrons per unit cell.
   1. Insulators (Large energy gap, Ef inside it, no Fermi surface)
   2. Semiconductors: small energy gap, Ef inside it, no Fermi surface
   3. Metals: Ef is inside energy band

      Annotations:

      • Away from edge, FEM holds
   4. Brillouin zones

      Annotations:

      • A BZ contains a set of wavevectors which spans the space of all wavevectors which can be scattered by the crystal. All wave vectors in other BZ's satisfy k'=k+G (Laue's condition), where G is a reciprocal lattice vector.
      1. Different BZ's correspond to different energy bands

         Annotations:

         • Energy gaps coincide with BZ boundaries (surfaces) Energy bands lie in different BZs
      2. 3 Zone schemes
         1. Extended
         2. Periodic
         3. Reduced

   5. Annotations:

      • As an electron jumps from the valence band to the conduction band, a positively charged hole is left. Same properties as electron but positively charged!

1. Density of states (TO REMEMBER)
2. Occupation number (FD distribution) (TO REMEMBER)

   Annotations:

   • Remember to approximate with simple exponential as the exponential in the denominator becomes >> 1
   1. Of electrons f_FD
   2. Of holes: 1-f_FD (remember to rearrange)
      1. Change variable and integrate to get Number of charge carriers + multiply by 2 for spin
         1. K and Real space diagrams for charge carrier densities
            1. Electrons are in conduction band minima
            2. Holes are in valence band maxima
         2. Product of n and p only depends on energy gap E_g.
            1. For intrinsic semiconductors n=p=n_i=p_i

               Annotations:

               • e.g. Ge, Si, GaAs
               1. n=p=n_i=p_i=sqrt(np) are fully specified by E_g
            2. Extrinsic semiconductors. Dopants: donors have valence >; acceptors have valence < (donate holes)
               1. Have extrinsic carriers from dopants
                  1. Usually dopant density >> intrinsic density => dopants dominate conduction properties at normal T's
               2. n-type semiconductors: electrons = majority carriers; holes = minority carriers
               3. p-type semiconductors: holes = majority carriers; electrons = minority carriers
                  1. Temperature dependence of conductivity
                     1. At low T: extrinsic carriers are frozen out, Intrinsic carriers dominate
                     2. In saturation region (T about 300K): dopants are fully ionised and dominate conduction properties. This is the operating range of the device.
                     3. At T>>300K semiconductor ionises and intrinsic carriers dominate
               4. Insulators have no dopants
         3. n = N_c*e^((E_c-E_f)/k_b*T)
            1. dn/dx = -(dE_c/dx)*n/k_b*T
3. Holes: empty states in otherwise filled bands

1. Derivation of m*

1. In FEM
   1. Filled states form a Fermi sphere in k-space

      Annotations:

      • Radius k_f of the sphere was derived in Part 1 of the course.
   2. k is related linearly to momentum and velocity of electrons
      1. For each electron going in +k there is one in -k => no net current
      2. Apply E field
         1. Use De Broglie relation to express dk = (-eE/h_bar)dt
            1. Now electrons are shifting to higher k values => Fermi sphere is moving => current
               1. Scattering slows down the increase in velocity of Fermi sphere by knocking electrons back to empty states in the valence band

                  Annotations:

                  • Electrons at the leading edge (in the Fermi sphere, k.-space) are scattered back to the opposite edge.
                  1. Given a scattering time t, dk/dt settles down at -(eE/h_bar)t => Steady State
                     1. Drift velocity: v_drift = (eE/m)t of all electrons in the sphere

                        Annotations:

                        • where et/m = u (carrier mobility)
         2. Energy of level E_c = -eV + const. Moreover: E_field = -dV/dx
            1. Hence, dE_c/dx = -edV/dx = e*E_field
               1. dn/dx = -e*E_field*n/k_b*T
                  1. Einstein's relation: D_n/u_n = k_b*T/e
2. In real solids same thing except that
   1. m* instead of m and have + sign for holes
   2. Charge transport occurs separately in the valence and in the conduction band
   3. Collisions can knock electrons to other band or other state in the same band
      1. Different sources of scattering

         Annotations:

         • Temperature dependent: - Scattering from acoustic and optical phonons, dominates at high temperatures. - Scattering from ionised donor centres. Important for devices. Temperature independent: - Scattering from crystal defects, dominates at low temperatures. 
         1. T dependent: phonons, ionised dopant centres
         2. T independent: crystal defects
   4. Charge carrier mobility: defined as ratio of drift velocity to applied E
      1. Can also be expressed as u = et/m* (careful with sign for different charge carriers!)
3. Drift: charge flow due to E field

   Annotations:

   • Note: holes move in same direction as current, electrons in opposite.
   1. Drift current density: Jn = qnv = enuE (for e's) and Jp = qpv = qpu_pE (for holes)
      1. Total drift current density is given by the sum J_drift = Jn + Jp = e(qpu_p + qnu_e)E
         1. Define conductivity sigma = e(qpu_p + qnu_e) such that J = sigma E

            Annotations:

            • Ohm's Law
         2. Total current is sum of drift and diffusion currents J_n = e*n(x)*u_n*E_field + e*D_n*dn/dx

            Annotations:

            • Note: total current J must be costant (in most cases) everywhere according to Kirchoff's laws.
            1. In equilibrium: Jn and Jp are both equal to 0 => e*n(x)*u_n*E_field = - e*D_n*dn/dx
4. Diffusion: proportional to gradient of carrier concentration: phi_n(x) = -D_n dn/dx || Phi_p(x) = D_p dp/dx
   1. D's are diffusion coefficients (units m^2 s^-1)
   2. Diffusion currents: J_n = e*phi_n(x) = e*D_n*dn/dx J_p = e*phi_p(x) = -e*D_p*dp/dx
      2. If δn charge carriers are injected in region of opposite type: δn(x) = Δ n exp( − x L n )
5. Generation and recombination of elctron-hole pairs
   1. At equilibrium: the two occur at the same rate
   2. Non equilibrium: minority carriers, electrically or optically created, recombine with some majority carriers. The recombination time is inversely proportional to the number of majority carriers.
      1. Number of excess minority carriers decays exponentially in time at a rate equal corresponding to recombination time "tau".
      2. Diffusion Length: how long charge carriers propagate before they recombine. L_n = sqrt(D_n*tau_n). The number of excess carriers decays exponentially at a decay length L_n

Annotations:

• Lecture 19

1. Diffusion causes majority carriers to move from both sides to the opposite side
   1. A net charge density of opposite sign remains on each side in the depletion region => Efield is generated across junction
      1. Approximate charge density as constant on each side of depletion region

         Annotations:

         • i.e. graph charge vs displacement is a rectangle on each side. rho = e*N_D
      2. When diffusion and drift balance => Equilibrium => E_f is constant everywhere
         1. Use Gauss's Law to work out field in the depletion region

            Annotations:

            • Integrate in p (-x to 0) and n (0 to x) regions separately. At interface take E = E_0. Express E_0 in terms of boundary conidtions at edges taeking and E = 0 at the edges (x_n and x_p).
            1. Integrate E field to get the potential
               1. Use boundary conditions V(x_n) = V_0 and V(x_p) = 0 to work out V in p and n (up to constant V_0) regions
                  1. Impose continuity of V at boundary to express V_0 as function of x_p and x_n
                     1. Use relations for x_p and x_n to express V_0 as a function of the width of the depletion region
                        1. E_v= -eV and E_c = E_v + E_g
            2. Obtain expression for relative width of p and n region in terms of carrier concentrations from continuity of >E at interface
               1. Rearrange to get x_p and x_n in terms of width W and carrier concentrations
2. Operational behaviour of pn-junctions. Can bias this voltage in 4 ways

   Annotations:

   • Lecture 20
   1. Reverse bias -V: step increases, W increases
   2. Zero bias. E_f is constant
   3. Forward bias +V: step decreases, W decreases the two E_f's are separated by eV
   4. Flat band V=V_0: step is 0, W=0, difference between E_f's is eV_0.
   5. Proof of Shockley's Ideal Diode Equation

      Annotations:

      • to follow
      1. Calculate excess minority carriers Δp_n from difference between p_n and p_n(x_n) (same for n)

         Annotations:

         • for p_n, use fermi level of n region. for p_n(x_n), use fermi level of p region. Δp_n = p_n *(exp(ev/kT)-1)
         1. Consider diffusion of minority carriers δp_n(X)=Δp_n*exp(-X/L_p) ,

            Annotations:

            • X = x-x_n
            1. Hence diffusion current J_diff = e*D_p/L_p*Δp_n*exp(-X/L_p)
               1. Set X = 0, so no recombination takes place. Considering both p and n diffusion currents and multiplying by area.
                  1. Shockley's Equation for ideal diodes: I = e*A*[D_p/L_p*p_n + D_n/L_n*n_p]*(exp(eV/kT) -1)

                     Annotations:

                     • Fails for voltages above flat band. Neglects recombination within depletion region.
                     1. Devices
                        1. Forward bias
                           1. Diode (one-way current gate)
                           2. LED: recombination generates photons
                        2. Zero-bias
                           1. Photovoltaic-cells: photon absorption generates carriers which create voltage
                        3. Reverse-bias
                           1. Photodiodes: light absorbed generate carriers which generate current

1. TO CLARIFY: ABSORPTION COEFF'S ETC.
2. Horizontal transition (big shift in k)
   1. Non-radiative: phonons
      1. Phonons carry a lot of momentum, but little energy
3. Vertical transition (energy band jump)
   1. Radiative: photon
      1. Photons carry little momentum but a lot of energy
   2. Non-radiative: multiphonons (large change in k)
   3. Requires hole and electrons with same k

      Annotations:

      • Hole and electrons have same k, so that direct transition is possible
      1. For direct gap semiconductors this occurs directly
         1. Direct gap s.c. suitable for optical purposes
         2. Emission occurs at E_g
         3. Absorption only occurs at energies >= E_g, hence lower energies get through and show colour of material, while higher energies are absorbed.
      2. For indirect gap semiconductors requires previous horizontal transition: extremely unlikely
         1. Indirect gap s.c. not suitable for optical purposes