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Financial markets
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Financial markets
WEEK 1: Introduction
- 1. Functions of the financial system
- Provide
- Investment products for SU
- Alternative funding sources for DU
- Risk management products & services
- Main
- Flow of funds
- primary market
- secondary market
- Ensure efficient fins system
- Flow of funds
- Provide
- 2. Main types of financial institutions
- Depository Financial Institutions
- Investment Banks & Merchant Banks
- Contractual Savings Units
- Finance Companies
- Unit Trusts
- 3. Main classes of financial instruments
- Financial Assets
- Attributes
- Return/yield
- Risk
- Liquidity
- Time pattern of cash flows
- Attributes
- Instruments
- Equity
- Debt
- Derivatives
- Hybrids
- Financial Assets
- 4. Distinguish between various types of markets
- Matching Principles
- Financial Market
- Money Markets
- Primary
- Secondary
- Capital markets
- Primary
- Secondary
- Money Markets
- Wholesale & Retail Markets
- 5. Discuss the flow of funds between-
- Direct & Intermediate market flow
- Primary & Secondary Market Flow
- 1. Functions of the financial system
WEEK 2: Commercial Banks
- 1. Functions & Activities of Commercial Banks
- Asset Mgmt (-1980s)
- Liability Mgmt (1980s-)
- Highly regulated
- Holds largest asset share of all institutions
- Asset Mgmt (-1980s)
- 2. Main Sources & Uses of Funds
- On BS Either
- Liability
- SH Funds
- Sources
- Current Deposits
- Call/Demand Deposits
- Term Deposit
- NCDs
- Bill of Exchange
- Debt Liability
- Debenture
- Unsecured note
- Foreign currency liability
- Loan Capital
- SH equity
- Uses
- Personal & Housing Finance
- Mortgage
- Amortised Loan
- Investment property
- Fixed Term Loan
- Credit Card
- Mortgage
- Government
- Treasury Notes
- Treasury Bond
- State Gov. Debt Securities
- Commercial
- Overdraft
- Bank Bills Held
- Leasing
- Lending
- Fixed Term Loan
- Personal & Housing Finance
- On BS Either
- 3. Off-Balance Sheet Business
- Direct Credit Substitutes
- Trade & Performance-Related Items
- Commitments
- Foreign Exch, Interst Rate & other market related contracts
- 4. Issues of Regulation and Prudential Supervision
- Regulators
- RBA
- APRA
- ASIC
- ACCC
- Capital Adequacy
- Functions of Capital
- Basel II
- Tier 1- Capital Adequacy
- Credit Risk
- Operational Risk
- Market Risk
- Tier 2 - Supervisory Review
- Tier 3- Market Discipline
- Tier 1- Capital Adequacy
- Basel III
- Liquidity managemnt
- Strategy
- Prudential Standard
- APS210
- Regulators
- 1. Functions & Activities of Commercial Banks
WEEK 3: Equity markets
- 1. Nature of Corp & Reasons for Public Listing
- Difference from other companies
- Adv.
- Disadv.
- 2. Understand Nature of Market & its Functions
- Objective
- Liquidity
- Reasonable Speed
- Minimal Cost
- Appropriate price
- Functions*
- Primary market
- IPO
- Rights Issue
- Placements
- Divided Reinvestment Plan
- Secondary Market
- Equity based managed Products
- ETF
- Contracts for Difference
- REIT
- Infrastructure Funds
- Derivative Market
- Products
- Exchange-traded contracts
- Over the counter contracts
- Instruments
- Options
- Warrants
- Futures
- Products
- Interest Rate Market Role
- Debt securities
- Role
- Ease of entry
- Transparence
- Liquity
- Trading & Settlement
- CHESS
- ASX Trade 24
- Information Role
- ASX Listing Rules
- Continuous Disclosure
- Regulatory Role
- Supervisers
- ASX
- Market Integrity
- Investor Protection
- ASIC
- Regulating & requiring disclosure form companies
- Regulates behaviour of participants
- National Guarantee Fund
- Compensate investor
- ASX
- Supervisers
- Private Equity Market
- Alt. Funding Source
- Source
- Superannuation funds
- Life insurance offices
- Use
- 5 uses*
- For profitability
- Higher ROI
- Primary market
- Objective
- 1. Nature of Corp & Reasons for Public Listing
Information
- Description
- Mind Map for Quiz 1
- Created by
- Belinda Goh
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